Legal Associate at BlackRock [Employee Compliance]: Apply Now!

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4.1. Development & Career Value

5. Location

6. Application Procedure

About BlackRock

BlackRock’s mission is to help more and more people experience financial well-being. The firm supports clients globally across asset management and investment solutions, helping individuals and institutions meet long-term financial goals while strengthening the global economy.

About the Job

BlackRock is hiring an Associate – Employee Compliance to join its Compliance Department in Gurgaon, Haryana. The Compliance function plays a critical role in protecting BlackRock’s reputation, ensuring regulatory compliance, and embedding a strong compliance culture across the organization.

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This role focuses on Business-as-Usual (BAU) employee compliance activities, regulatory advisory, training, and collaboration with global compliance teams.

Eligibility

Applicants should have:

Sector experience in asset management or investment banking
Strong understanding of risk management and compliance frameworks
Experience in regulatory requirements across key agencies
Understanding of personal conflicts of interest within asset management/banking environments
Strong operational, analytical, and/or project management skills
Awareness of the current regulatory landscape

Responsibilities

The Associate – Employee Compliance will be responsible for:

Owning BAU Employee Compliance activities, including:
- Personal Trading
- Outside Business Activities
- Gifts & Entertainment
- Complaints
- MiFID II Knowledge and Proficiency
Acting as a subject matter expert on employee compliance policies and related regulatory requirements
Monitoring regulatory developments and identifying key regulatory risks arising from BAU processes
Assisting the business in complying with conduct rules and regulatory obligations
Reviewing processes and controls in line with business changes, regional initiatives, and new regulations
Developing and delivering training programs on employee compliance topics
Collaborating closely with Global Employee Compliance teams to ensure consistency and alignment
Supporting the evolution of BlackRock’s Employee Compliance Program, including process improvements and technology enhancements
Advising employees on compliance-related matters
Participating in compliance transformation projects and providing SME input to business and legal & compliance partners