Advanced Certificate Course on Capital Markets, Investment and Securities by Into Legal World Institute

Into Legal World is a company registered under the Ministry of Corporate Affairs as Parivritt Enterprises Pvt Ltd., a member of the International Trade Council, certified by ISO, and funded by UPIT (the Government of Uttar Pradesh) under the Startup India program. The company has several wings, such as the Into Legal World Foundation, Into Legal World Institute, and the Publication Wing. The company’s endeavour is to provide courses at a reasonable rate so that they are affordable to all.

Course Overview

Into Legal World presents this Advanced Certificate Course on Capital Markets, Investments, and Securities Law to equip participants with a deep understanding of both the opportunities and the regulatory frameworks that shape the financial markets. This course covers the core principles of capital markets, delving into the concepts of equity, debt, and derivatives, compliance requirements and exploring the strategies that guide sound investment decisions.

Who Should Attend

Individuals pursuing a law degree or recent graduates looking to enhance their practical skills in the Investment and Securities Law.
Legal consultants and advisors working with clients in the financial sector.
Paralegals and legal assistants.
Legal educators and academicians.
Anyone interested in pursuing this course.

Course Structure

Module 1: Introduction to Capital Markets

Overview of Capital Markets: Definition and Importance
History and Evolution of Capital Market in India
Types of Capital Markets: Primary vs. Secondary Markets
Market Participants: Investors, Issuers, Intermediaries and their Roles and Responsibilities
Overview of Regulatory Framework: SEBI Act, 1992; SCRA, 1956; Depositories Act, 1996 and Key Regulators

Module 2: Securities and Investment Instruments

Types of Securities: Equity Shares, Preference Shares, Debentures, Bonds
Hybrid Instruments: Convertibles, Derivatives, Warrants
Introduction to Mutual Funds and Its types (money market funds, bond funds, stock funds, and target date funds)
Introduction to Systematic Investment Plans (SIPs) and Its Benefits
Factors to Consider for Selecting the Right Mutual Fund: Risk, Return, and Time Horizon
Alternative Investment Options (REITs, InvITs, Hedge Funds, Private Equity)

Module 3: Securities Law and Regulation

The Securities Contracts (Regulation) Act, 1956: Key Provisions, Compliance Requirements, Listing and Delisting of Securities
The SEBI Act, 1992: Powers and Functions of SEBI, Relevant Guidelines and Circulars
Insider Trading Regulations
SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 (Takeover Code)
SEBI (Alternative Investment Funds) Regulations, 2012
Corporate Governance Norms under SEBI

Module 4: Capital Market Operations

Primary Market Operations: Public Issues (IPO, FPO, Rights Issue) and Private Placements
Secondary Market Operations: Stock Exchanges: Functions and Mechanisms
Risk Management in Capital Markets (Market Risk, Credit Risk, Operational Risk) and Risk Management Strategies

Module 5: Debt Market

Introduction to Debt Instruments: Bonds, Debentures, and Government Securities
Types of Debt Instruments
Investment Strategies in Debt Market
Risks in Debt Investments

Module 6: Derivatives Market

Introduction to Derivatives
Its types (Forward Contracts, Futures, Options, Swaps) and Uses (Hedging, Speculation, Arbitrage)
Risk Management with Derivatives
SEBI Regulations on Derivatives

Module 7: Investment Strategies and Financial Management

Introduction to Financial Management
Understanding Financial Statements: Balance Sheet, Income Statement, and Cash Flow Statement
Personal Finance Management: Debt Management and Credit Score, Retirement Planning and Insurance
Tax Planning and Wealth Management
Portfolio Management: Portfolio Theory and Asset Allocation

Module 8: Emerging Trends and Global Perspectives

Sustainable and ESG Investing: Impact on Investment Decisions
Cross-border Investing
Fintech in Securities Market: Robo-advisors, Algorithmic Trading, Blockchain and Cryptocurrencies
Regulatory Challenges and Future Trends

Certificates Provided with the Course

Certificate Course on Capital Market Operations
Certificate Course on Investment Strategies and Portfolio Management
Certificate Course on Securities Markets and Regulation
Certificate Course on Debt Markets and Securities Law
Certificate Course on Financial Derivatives and Securities Law

Certification

Participants who successfully complete the course requirements, including assessments and assignments, will be awarded the Certificate on “Advanced Certificate Course on Capital Markets, Investments, and Securities Law.” This recognition of your efforts and achievements will not only enhance your professional profile but also demonstrate your commitment to industry best practices.

Other Perks

Access to our high-quality SMART Notes essentially designed for the course.
Freelance project assistance.
Recorded Lectures: Available on ILW Institute App.
Certificate of internship with ILW is also available with this course.

Faculty

Mr. Amaresh Patel, is an Assistant Professor at Amity University. He holds more than 7.5 years of teaching experience. Author of 5 Law books and best seller of 3 Law books in Law.

Ms. Vaidehi Prateek, is an Assistant Professor of Law (Corporate and Project Infrastructure) at Symbiosis Law School, Nagpur, UGC NET- Law Qualified, Pursuing PhD from MNLU, Mumbai.

Ms. Ridhi Singhal is an Assistant Professor at Marwadi University, Gujarat. She has completed her master’s and holds a specialisation in Intellectual Property Laws from the esteemed institution RGSOIPL, IIT Kharagpur. Adding on, she is also currently enrolled as PhD scholar at Gujarat National Law University, Gandhinagar and has experience working as an Analyst at Trademarks Registry, Kolkata.

Duration

Time frame: 4 Weeks.

To be launched from 15 Sept 2024

Live classes: 5 days a week at 8 PM (Subject to change based on Availability)

Last Date to Register

14 Sept 2024

Registration Fee

Rs 1200

Registration Procedure

Click Here To Register.

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